What these two syndromes have in common is that both are defined in terms of their genetics. Down syndrome is the result of having an extra copy of chromosome 21. Williams involves a deletion of a small sequence of genes on chromosome 7. But even without genetic testing, people with Down's and Williams are pretty easy to identify because each syndrome has its own characteristic facial structure.
Doing research on these two syndromes wasn't easy, but at least we could be confident that the people in our study all had the same condition - and that our participants were coming from the same population as those in other studies by other research groups.
What this means in practice is that people with autism are an extremely varied bunch. In a 2007 paper [pdf], Daniel Geschwind and Pat Levitt argued that we should really stop talking about autism as if it were a single entity and instead talk about "the autisms" as a collection of distinct disorders.
While this idea has certainly gained some traction, it's still the case that most autism research focuses on the differences between autistic and non-autistic people, ignoring the variation within the groups. Often, the implication is that the group average is somehow representative of all people with autism. But if, as Geschwind and Levitt argue, there really are many autisms, the average of the autism group may not actually be representative of anyone.
A study out last week in the (oddly titled) journal, Molecular Autism, illustrates this point rather nicely in concrete terms. And it does it by looking at differences in facial characteristics.
Facial characteristics of autistic boys
The study was conducted by Kristina Aldridge and colleagues at the University of Missouri. They took multiple photos of 64 boys with autism aged between 8 and 12 years, and then stitched the photographs together to create a 3D realisation of each boy's face. They then identified 17 different points on each face (as shown below) and measured the distance between them. The faces of the autistic boys were then compared with those of 41 typically developing (i.e., non-autistic) boys.
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| The 17 points used by Aldridge et al to measure facial structure |
The press release from the University of Missouri summarises the results as follows:
- Children with autism have a broader upper face, including wider eyes.
- Children with autism have a shorter middle region of the face, including the cheeks and nose.
- Children with autism have a broader or wider mouth and philtrum -- the divot below the nose, above the top lip.
However, a second analysis lends a very different perspective on these results. Aldridge and colleagues performed a cluster analysis of the 64 autistic boys and identified two subgroups with distinctive facial characteristics.
The first subgroup contained 12 boys, who had wider nose and mouth but a shorter distance between the upper and lower parts of the face (see the left face below for an example).
The second subgroup (right face below) contained just 5 boys, and was characterised by a wide upper face.
The faces of the remaining 47 boys were indistinguishable from those of typically developing boys.
The first subgroup contained 12 boys, who had wider nose and mouth but a shorter distance between the upper and lower parts of the face (see the left face below for an example).
The second subgroup (right face below) contained just 5 boys, and was characterised by a wide upper face.
The faces of the remaining 47 boys were indistinguishable from those of typically developing boys.
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| Black lines indicate a reduced distance, white lines indicate an increase |
These results rather undermine the claims of a "distinct facial phenotype" in autism. On average, the autistic boys had a shorter middle face region and a broader upper face than controls, but these characteristics, it would appear, were actually owned by different individuals. It's quite possible that no single individual actually possessed the average "autistic face". And most of the boys (almost three quarters of the sample) didn't show any of the "distinct" characteristics.
Embryonic ideas
Aldridge et al.'s data show the problems inherent in relying on the group average, but they also demonstrate how much richer an understanding can be gained by considering individual differences within autism.
Citing evidence that the brain and face both develop from the same embryonic structures, Aldridge and colleagues argue that atypical facial structure in autism is a clue to underlying differences in early prenatal development. If we take this at face value (pun intended), then the data actually suggest that there are multiple different ways in which embryonic development can diverge from the typical trajectory, each associated with different facial profiles.
We don’t know (as yet) about the brain structure or function of the boys in this study. However, Aldridge et al do report that these two different facial subgroups differed in terms of their clinical and cognitive profiles. Boys in the first subgroup tended to have more severe autism symptoms, lower IQ, and a higher incidence of regression (loss of skills).
An obvious next question involves the origin of these facial and behavioural differences. Williams syndrome and Down syndrome provide obvious comparisons and suggest a possible genetic cause. The authors note that boys with Fragile X syndrome, chromosomal disorders (like Down syndrome), or copy number variations (like Williams syndrome) were excluded, but it's not clear (to me at least) how consistently the participants were screened, or how easy it would have been to miss a genetic "abnormality". This screening also wouldn't rule out that possibility that particular combinations of common genetic variations could lead to developmental differences
It's also worth considering possible non-genetic influences. Although not implicated in this study, fetal alcohol syndrome provides another example of a syndrome where cognitive developmental problems are associated with distinctive facial features, but in this case the primary cause is environmental rather than genetic.
It's important not to get too carried away. This is one study. As Uta Frith commented in response to my previous post, ultimately what matters in science is replication. Only time will tell whether the subgroups identified by Aldridge and colleagues fall out of other datasets with other groups of autistic individuals. Perhaps larger studies with additional measures will be able to pull out other subgroups.
The general point will stand, however. Looking at autism in terms of group differences - autism vs not-autism - only gives a limited and sometimes distorted view. Progress in autism research will depend on the investigation of differences within as well as across diagnostic boundaries.
Embryonic ideas
Aldridge et al.'s data show the problems inherent in relying on the group average, but they also demonstrate how much richer an understanding can be gained by considering individual differences within autism.
Citing evidence that the brain and face both develop from the same embryonic structures, Aldridge and colleagues argue that atypical facial structure in autism is a clue to underlying differences in early prenatal development. If we take this at face value (pun intended), then the data actually suggest that there are multiple different ways in which embryonic development can diverge from the typical trajectory, each associated with different facial profiles.
We don’t know (as yet) about the brain structure or function of the boys in this study. However, Aldridge et al do report that these two different facial subgroups differed in terms of their clinical and cognitive profiles. Boys in the first subgroup tended to have more severe autism symptoms, lower IQ, and a higher incidence of regression (loss of skills).
An obvious next question involves the origin of these facial and behavioural differences. Williams syndrome and Down syndrome provide obvious comparisons and suggest a possible genetic cause. The authors note that boys with Fragile X syndrome, chromosomal disorders (like Down syndrome), or copy number variations (like Williams syndrome) were excluded, but it's not clear (to me at least) how consistently the participants were screened, or how easy it would have been to miss a genetic "abnormality". This screening also wouldn't rule out that possibility that particular combinations of common genetic variations could lead to developmental differences
It's also worth considering possible non-genetic influences. Although not implicated in this study, fetal alcohol syndrome provides another example of a syndrome where cognitive developmental problems are associated with distinctive facial features, but in this case the primary cause is environmental rather than genetic.
It's important not to get too carried away. This is one study. As Uta Frith commented in response to my previous post, ultimately what matters in science is replication. Only time will tell whether the subgroups identified by Aldridge and colleagues fall out of other datasets with other groups of autistic individuals. Perhaps larger studies with additional measures will be able to pull out other subgroups.
The general point will stand, however. Looking at autism in terms of group differences - autism vs not-autism - only gives a limited and sometimes distorted view. Progress in autism research will depend on the investigation of differences within as well as across diagnostic boundaries.
Reference:
The paper can be downloaded here (Open Access)
Further coverage:
- Deborah Rudacille on the SFARI blog: Facial features provide clue to autism severity


Great post. A group of autism parents that includes me just laughed when we saw it because we'd been noting for quite awhile now how our children share "elf" facial features. I think there is something to the possibility that one of the autisms relates to something syndromic but yet to be identified, but a lot of autistic children I know don't share those characteristics. Many do seem to share a distant, dreamy quality about their facial expressions at some times. Maybe there is a conflation of feature with expression in our perceptions.
ReplyDeleteSorry...we didn't laugh when we saw your *post*--we laughed when we saw the paper.
ReplyDeleteNice post. I think most people would agree with the notion that autism is more likely autisms (with lots of instability in symptom presentation over the lifetime and altered 'risk' for various comorbidities also). A few years back Francesca Happe and colleagues also suggested that we should start looking more at the heterogeneity of autism rather than grand, universal theories of everything: http://www.nature.com/neuro/journal/v9/n10/full/nn1770.html
ReplyDeleteWe can already see subtle hints of changes in the way autism research is beginning to move towards the concept of phenotypes, as per Prof. David Amaral's recent presentation on biological phenotypes incorporating multiple findings: http://www.theaustralian.com.au/news/health-science/us-researchers-discovery-promises-answers-on-autism/story-e6frg8y6-1226131763200 (although I have yet to see this in the peer-reviewed domain).
I too, as a mere parent observing my own child, and those he attends therapy with, agree with the notion of many autisms. After all we already have pdd-nos, Aspergers and classic autism (early onset and regressive) as individual diagnostic categories. At least until DSMV.
ReplyDeleteThis face business was worth considering I suppose but does seem to be drawing a long bow for the reasons you outline so well above.
Emily: It's OK to laugh at my post too. I don't mind. I think you're right about conflation of facial features with facial expressions. Also, I think I'm right in saying that research on "attractiveness" judgement indicates that beauty equates with averageness - not with quirkiness. It would be interesting to see whether there was a subgroup within the 47 who actually were closer to the average of the typical faces than the typical kids themselves. If that makes sense.
ReplyDeletePaul: Thanks for the comment. I agree that people are increasingly thinking in terms of multiple autisms, but unfortunately it's a slow process in convincing researchers that we need to change our research designs accordingly. Speaking from painful experience, a lot of editors and reviewers only want to see matched group designs and see any other approach as "fundamentally flawed". Like you, I'm eagerly waiting for David Amaral's work to come out. I'm sure he'll do a better job of convincing people than I've managed!
ReplyDeleteRegarding Happe's papers, I don't think hers is really an argument for heterogeneity in the same way as I've argued here. What she's saying is that there are different aspects of autism that can be affected independently to varying extents. My reading is that she's still arguing for a common cause of social impairments in autism - she's just saying that it is independent of the cause of repetitive behaviours. Personally, I think we should be considering the possibility that different underlying neural / cognitive impairments can lead to quite different social impairments - that still get you an autism diagnosis.
The link at the end of the post was to a commentary I wrote recently along those lines.
Really enjoyed reading your post. You have a gift for getting to the heart of an issue and explaining science and scientific studies in a very accessible way. Thank you for these posts.
ReplyDeleteThanks!
ReplyDeleteMe: Maybe us researchers should be listening more to 'mere' parents. I actually don't have a problem with DSM 5 losing some of the diagnostic distinctions - I think it's an admission that the lines that have been drawn in the past perhaps aren't in the right place or are difficult to operationalize in practice.
ReplyDeleteAutism and Oughtisms: Thanks, that means a lot to me.
Jon;
ReplyDeleteThe problem with this kind of study is that the control group were comprised of typically developing children. The authors state in the article that they did not control for IQ. The three syndromes you mention, Williams Syndrome, Downs Syndrome and Fetal Alcohol Syndrome are associated with mental retardation that range from mild to profound and congenital anomolies including facial dysmorphisms, however only a small minority of children in these congenital syndrome meet diagnostic criteria for co-occurring ASD. In Williams Syndrome and Downs Syndrome almost all cases are caused by a de novo mutation in contrast to being a heritable event and in sharp contrast to your statement about autism 'While it's certainly a genetic disorder, in the sense that it is highly heritable,we're still some way from fully understanding what those genetic mechanisms might be'.
There is a false assumption, especially held by the behavioral geneticists, that 'genetics' and 'inheritance' are interchangeable concepts. Studying the consequences of genetic syndromes cannot ignore origins. All males and females can generate sperm and egg mutations. Molina et al (2011) studied sperm mutations in healthy male volunteer donors focusing on three mutations identified in individuals with a genetic syndrome and co-occurring autism higher than population prevalence rates. The three sperm mutations that were specifically examined that are associated with genetic disorders with high rates of co-occurring ASD were: 7q11.23 (Williams Syndrome), 15q11-13 (Prader-Willi Syndrome), DiGeorge/velo-cardio-facial (22q11 deletion) syndrome. Almost all the genetic and epigenetic cases of Williams Syndrome, Prader-Willi Syndrome and DiGeorge/velo-cardio-facial (22q11 deletion) syndrome are de novo mutations in contrast to being inherited events. The sperm mutations were sporadically found in the sperm of the volunteer donors. If the frequency of sperm mutations increases with advanced paternal age then environmental factors have to be considered central in disentangling the complex mechanisms involved in mutagenesis as far as the genetic syndromes with high rates of co-occurring ASD is concerned. The number of cell divisions in egg (low) and sperm(usually high), and the resulting sex difference in the rate of mutation may explain in part the advanced paternal age in many studies. Sperm or egg mutations is explanatory of why monozygotic twins (MZ) are almost always concordant and dizygotic (DZ) twins are almost always discordant in Rett Syndrome and Downs Syndrome which paradoxically would make Downs Syndrome and Rett Syndrome, not autism, the most heritable of the developmental disorders. These sperm or egg mutations are random events that can strike any family at any time apparently without any discernible reason other than pure chance.
References
Molina et al (2011). Sperm rates of 7q11.23, 15q11q13 and 22q11.2 deletions and duplications: a FISH approach.
http://www.ncbi.nlm.nih.gov/pubmed/20931230
Ellegren (2007). Characteristics, causes and evolutionary consequences of male-biased mutation.
http://www.ncbi.nlm.nih.gov/pubmed/17134994
RAJ: You're like one of those annoying reviewers who thinks our paper is fundamentally flawed because we didn't match on X! The approach you as a researcher take should depend on the question you ask. The authors here aren't making any claims that facial dysmorphology is specific to autism, they're not arguing that it's any more or less severe than in Williams syndrome or Down syndrome or in kids with unspecified intellectual disability, they're just saying that it's there in a subset of kids with autism.
ReplyDeleteJon;
ReplyDeleteThere are many research groups who are trying to identify specific bio markers predictive of autism. They are all using the same design strategy, comparing a highly selective group, children diagnosed with autism, and comparing them to TD controls.
Facial dysmorphisms is reported in all the major groups with disability in childhhood. Facial dysmorphisms have been reported in intellectual disability, global developmental delay, ADHD, childhhood schizophrenia, hearing or visually impaired children, and cerebral palsy with or without a co-ocurring diagnosis of autism.
Any claim of finding a specific bio marker for autism has to prove that the bio marker is specific to autism and is not present in the much wider population of children with developmental disability.
The danger, of course, is that a pediatrician may observe facial dymporhisms in a child under his or her care and instinctivly reach for the ever ready rubber stamp of 'Autism Spectrum Disorder' which doesn't do anybody any good.
In a much larger study congenital anomolies were found in 10.8% of the autism group however congenital anomolies were also fond in 6.2% of the control group.
http://onlinelibrary.wiley.com/doi/10.1111/j.1469-8749.2006.tb01303.x/full
I really enjoyed this post and it made the study much more accessible to me because when I first heard/read of it, it left a big ugly question mark hanging over my head. Especially regarding the size of the study.
ReplyDeleteI also agree that is should be "autisms". The more I learn and read, the more surprised I am by the variety and difference, but also some of the really strong similarities between some ASD kids. "Autisms" would certainly make more sense to me than a single "shot gun blast" random Spectrum...
Just as Down's Syndrome is a blanket term for at least three different chromosomal damage/disorganizational patterns that closely resemble each other,it is only reasonable to think that autism, and its wide spectrum, is probably the result of several related genetic/chromosomal disorders that have similar symptoms.
ReplyDeleteThis is why I like studying behavioral phenotypes of genetic conditions. It's so much simpler.
ReplyDelete